SPD: Summary Plan Description
A summary of the significant provisions of your plan. The Plan Document contains the complete and legal provisions of your plan.
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SPD Supplement
Used to supplement information in the SPD document.
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Annual Notice
QDIA Default Investment Notice and/or Auto Enrollment Notice or Safe Harbor Notice
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Annual Notice: Notificacion Anual
Alternativa de Inversion por defecto qualificado y/o noticia de inscripcion de Safe Harbor.
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Annual Notice Supplement
Used to supplement information in the annual notice document.
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Blackout Notice
Information on the period of time in which your plan will be in blackout and you will be unable to direct or diversify your investments or obtain a distribution from the plan.
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Annual Investment Update 408(b)(2)
Describes the investment choices in the plan
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TAG Supplemental Fee Disclosure 404(a)(5)
Detailed disclosure of pooled plan provider fees, audit fees, and services related to your retirement plan.
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Fee Disclosure 404(a)(5)
Detailed disclosure of plan level fees, expenses and services provided in connection with your retirement plan.
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QDIA Notice
Detailed notice of default investment funds in which your contributions will be invested, if you do not make specific investment direction.
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Investment Change Notice
Notice of change made to the investment fund lineup
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Comparison of Fees/Acknowledgement
Changes to existing fee arrangement.
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Email Consent
Notice of consent to be contacted over email.
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Disaster Relief Interim Amendment
Amendment regarding use of retirement funds for federally declared disasters.
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Annual IRS Retirement Plan Limits
The limit on how much money a person can contribute in a year.
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Form ADV Part 2
Disclosure of the financial adviser’s business practices, fees, conflicts of interest, and disciplinary information.
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Managed Advice
Details the availability, description, and terms of the Managed Advice advisory service that provides participants with recommendations about their retirement plan.
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